American Law Institute's CLE Life Insurance Company Products 2017 Program

November 3, 2017 | Washington, DC


  • Capital Hilton
    1001 16th Street, NW
    Washington, DC 20036 


Join government and industry leaders for the American Law Institute's three-day Life Insurance Company Products 2017 program, featuring current SEC, FINRA insurance, tax and ERISA regulatory and compliance issues. Topics include:

  • senior SEC staff perspectives on the latest disclosure, regulatory, and accounting issues for registered variable and non-variable insurance products;
  • key regulatory and litigation developments affecting mutual funds and investment advisors;
  • DOL Fiduciary Rule status, implementation and industry practices, implications of recent class actions on pension plan platforms, and other ERISA updates;
  • the implications of the Hartford underlying fund substitution applications;
  • NAIC and state regulatory developments, including disclosure, suitability, insurance illustrations and cybersecurity; and
  • current federal legislative and income tax developments and regulatory reform in the Trump era.

WilmerHale partner Stephanie Nicolas will participate on a panel discussion with senior FINRA staff about recent advertising and distribution developments.