SIFMA Compliance & Legal Society Regional Seminar

November 1, 2017 | New York, New York


  • Grand Hyatt New York
    109 East 42nd Street
    New York, New York 10017

Join several hundred of your colleagues at the C&L Society Regional Seminar in New York City on November 1 at the Grand Hyatt. This one-day seminar will feature presentations by leading securities regulators and industry professionals.

Topics will include:

  • Corporate and Investment Bank Current Issues
  • Current Issues in Wealth Management & Investment Advisory
  • Washington Update
  • Sales & Trading
  • Hot Topics in Compliance
  • Ethics
  • Enforcement

WilmerHale Partner Yoon-Young Lee will participate in a panel discussion on corporate and investment banks.