Events

SIFMA Compliance & Legal Society Regional Seminar

November 12, 2016 | New York, New York

Location:

  • New York Marriott Marquis
    1535 Broadway
    New York, NY 10036

    Map


Join several hundred of your colleagues at the C&L Society Regional Seminar in New York City at the Marriott Marquis. This one-day seminar will feature presentations by leading securities regulators and industry professionals. 

Topics Include: 

  • Current Issues in Wealth Management
  • Recent Regulatory Issues
  • Ethics
  • Hot Topics in Compliance
  • AML & Anti-Corruption
  • Securities Industry Enforcement Trends

WilmerHale Partner Yoon-Young Lee will participate in a panel discussion on corporate and investment banks, and Partner Sharon Cohen Levin will participate in the AML general session.