Practising Law Institute: Securities Filings 2015: Practical Guidance in a Changing Environment

September 3-4, 2015 | New York, New York


  • PLI New York Center
    1177 Avenue of the Americas
    New York, New York 10036 Map


This popular program will analyze in detail the principal forms used for filings with the SEC under the Securities Act of 1933 (Securities Act), and the Securities Exchange Act of 1934 (Exchange Act), with particular emphasis on the mechanics of and timing for assembling particular filings. Each segment of the program will incorporate practical tips and/or interactive drafting exercises. Ethics credit and recent legislation and SEC rule changes affecting disclosure obligations, in particular those resulting from the JOBS Act, will be woven within the topics covered.

WilmerHale Partner Lillian Brown will be presenting on the topic "Current Report on Form 8-K." The program is also available via webinar.