Financial Markets Association’s 23rd Annual Securities Compliance Seminar

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Financial Markets Association’s 23rd Annual Securities Compliance Seminar

Speaking Engagement
WilmerHale Partner Russell Bruemmer will moderate a panel entitled, “Key 2014 Legislative and Regulatory Initiatives,” where he will lead a discussion on current developments affecting securities broker-dealers, investment advisors and commercial banks, including legislative and regulatory initiatives and pertinent court decisions. Upcoming legislative developments and regulatory priorities will also be addressed.

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Speakers

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