Kenneth A. Hoxsie

Retired Partner

Hoxsie, Kenneth A.

Kenneth Hoxsie retired from active practice in 2015. He concentrated his practice in the areas of securities, mergers and acquisitions, limited liability company and partnership law, and real estate financings. and represented clients in a variety of complex corporate transactions, including raising capital, going private transactions, mergers and asset sales. Mr. Hoxsie also handled the offering of more than $2 billion of equity in public and private REITS.

Mr. Hoxsie represented acquiring companies and target companies in a variety of transactions, ranging from small asset sales to mergers and going private transactions for New York Stock Exchange and Nasdaq companies. He also represented clients in the raising of equity capital, including real estate investment trusts. 

Publications & News


July 11, 2013

SEC Adopts JOBS Act and Dodd-Frank Act Private Placement Provisions; Proposes Additional Requirements for Private Placement Market

At an open meeting on July 10, 2013, the Securities and Exchange Commission (SEC): approved final rules implementing Section 201(a)(1) of the Jumpstart Our Business Startups Act (the JOBS Act) to eliminate the prohibition on general solicitation and advertising for certain offerings made pursuant to Rule 506 of Regulation D of the Securities Act of 1933 (the Securities Act) and Rule 144A under the Securities Act; approved a final rule to disqualify securities offerings involving certain felons and other “bad actors” from reliance on Rule 506, as mandated by Section 926 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the Dodd-Frank Act); and proposed amendments to Regulation D, Form D and Rule 156 under the Securities Act intended to enhance the SEC’s ability to evaluate changes in the market and to address the development of practices in Rule 506 offerings.

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JD, cum laude, Harvard Law School, 1981

MA, Harvard University, 1988

BA, summa cum laude, Amherst College, 1972

Bar Admissions


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