SIFMA’s Compliance & Legal Society Annual Seminar features more than 65 dynamic and informative panels. Topics include regulatory developments, restoration of trust and confidence to the financial services industry, implementation of legislative changes including Dodd-Frank, arbitration and enforcement developments and retail compliance and advisory issues. Social media and new technologies, ethical considerations for lawyers and compliance professionals, trading issues, and hot topics in bank regulation. Participants will gain the opportunity to engage with industry leaders, and discuss the latest regulatory developments and industry trends.
Details regarding panels featuring WilmerHale attorneys are below.
Monday, March 31
10:20–11:35 a.m.: "Research," featuring Partner Stephanie Nicolas as a panelist
10:20–11:30 a.m.: "Electronic and Algorithmic Trading," featuring Partner Andre Owens as a panelist
11:55 a.m.–1:10 p.m.: "Fixed Income Sales and Trading – Current Issues," featuring Partner Bruce Newman as a panelist
11:55 a.m.–1:10 p.m.: "The Evolving Role of Compliance," featuring Partner Yoon-Young Lee as a panelist
Tuesday, April 1
12:05–1:20 p.m.: “Diversity & Inclusion” featuring Director of Talent Diversity, Kenneth Imo as a panelist
Wednesday, April 2
8:30–9:30 a.m.: “General Session—SEC Developments” featuring Partner Harry Weiss as the moderator
9:45–11 a.m.: "Litigation Update: Supreme Court Update," featuring Partner Seth Waxman as a panelist