Securities Industry Association – Compliance & Legal Division: Fall Compliance Seminar

Securities Industry Association – Compliance & Legal Division: Fall Compliance Seminar

Speaking Engagement
Brandon Becker, Stephen Cutler, Marianne Smythe and Harry Weiss participated as panelists at thisone dayseminar hosted by the SIA. The event featured presentations by industry professionals and leading securities regulatorsconcerning current enforcement issues, securities offering reform and supervisory issues for broker-dealers, among other topics.

Read More About the Event

Notice

Unless you are an existing client, before communicating with WilmerHale by e-mail (or otherwise), please read the Disclaimer referenced by this link.(The Disclaimer is also accessible from the opening of this website). As noted therein, until you have received from us a written statement that we represent you in a particular manner (an "engagement letter") you should not send to us any confidential information about any such matter. After we have undertaken representation of you concerning a matter, you will be our client, and we may thereafter exchange confidential information freely.

Thank you for your interest in WilmerHale.