CFTC Rules Affecting Non-US Exchange Access to US Customers

Name: CFTC Rules Affecting Non-US Exchange Access to US Customers
Start: 2011-01-07
End: 2011-01-07

2011-01-07

Speaking Engagement

This FIA webinar is an interactive online discussion of pending regulatory changes that will affect non-US exchanges seeking direct market access to customers in the US. Under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, all foreign boards of trade will be required to register with the Commodity Futures Trading Commission (CFTC) if they intend to offer access directly to customers located in the US. In November 2010, the CFTC issued proposed rules to implement this new requirement and set a deadline of January 18, 2011 for comments.

At this event, WilmerHale partner Paul Architzel described the proposed rules, discussed their implications for non-US exchanges and answered questions from participants. Click here to view this recorded webinar.

Speakers

Paul M. Architzel

Retired Senior Counsel

Washington DC + 1 202 663 6000
+ 1 202 663 6000

CFTC Rules Affecting Non-US Exchange Access to US Customers

CFTC Rules Affecting Non-US Exchange Access to US Customers

Speakers

Paul M. Architzel

Retired Senior Counsel

You May Be Interested In

41st Annual Representing and Managing Tax-Exempt Organizations Conference

Cybersecurity and Privacy Protection Conference 2024

Managing Cyber Risks in 2024: Regulatory Compliance, Litigation Risk, Third-Party Cybersecurity Incident Exposure

CFTC Rules Affecting Non-US Exchange Access to US Customers

CFTC Rules Affecting Non-US Exchange Access to US Customers

Speakers

Paul M. Architzel

Retired Senior Counsel

You May Be Interested In

41st Annual Representing and Managing Tax-Exempt Organizations Conference

Cybersecurity and Privacy Protection Conference 2024

Managing Cyber Risks in 2024: Regulatory Compliance, Litigation Risk, Third-Party Cybersecurity Incident Exposure

Notice