Update: Recent Court Decisions Reveal Litigation Challenges for SEC

Update: Recent Court Decisions Reveal Litigation Challenges for SEC

Client Alerts

Although the US Securities and Exchange Commission may have significant leverage to get what it wants during the course of an investigation and even in settlements, several recent court decisions strongly suggest that the playing field levels once the agency ends up in litigation.

From the US Supreme Court to the federal district courts, litigants are pushing back effectively against the SEC on everything from when the clock starts for the SEC to bring an action for civil monetary penalties to key discovery questions.

Read Update: Recent Court Decisions Reveal Litigation Challenges for SEC.

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