Update on NFA's Swap Dealer Examinations and Upcoming Priorities

Update on NFA's Swap Dealer Examinations and Upcoming Priorities

Client Alerts

Both the Commodity Futures Trading Commission (CFTC) and the National Futures Association (NFA), the self-regulatory organization for the US derivatives industry, have signaled their expectation—now nearly four years after swap dealers first became provisionally registered—that firms have had sufficient time to implement fully the CFTC's swap regulations.