The SIFMA C&L Society's 47th Annual Seminar is the premier event for financial services compliance and legal professionals, and features more than 65 informative panels. Topics include regulatory developments, restoration of trust and confidence to the financial services industry, implementation of legislative changes including Dodd-Frank, arbitration and enforcement developments and retail compliance and advisory issues. Social media and new technologies, ethical considerations for lawyers and compliance professionals, trading issues and hot topics in bank regulation. Participants will gain the opportunity to engage with industry leaders, and discuss the latest regulatory developments and industry trends.
Details regarding panels featuring WilmerHale attorneys are below.
Tuesday, March 17
10:20–11:35 a.m.: "Handling a Global Regulatory Investigation," featuring Partner Matthew Martens
10:25–11:40 a.m.: "AML Compliance: Hot Topics," featuring Counsel Katrina Carroll
12:05–1:20 p.m.: "Current Considerations in Settling Regulatory and Criminal Enforcement Matters," featuring Partner Boyd
Wednesday, March 18
9:45–11 a.m.: "Diversity and Inclusion," featuring Director of Talent Diversity Kenneth Imo
9:45–11 a.m.: "Research," featuring Partner Stephanie Nicolas
11:15 a.m.–12:30 p.m.: "Compliance Programs: Evolving Standards & Expectations," featuring Partner Yoon-Young Lee