Investment Management Associate or Senior Associate - Securities, New York

Investment Management Associate or Senior Associate - Securities, New York

The Investment Management group of our Securities Department seeks an associate or senior associate with 3–7 years of experience to join its regulatory practice, which provides regulatory counseling relating to registered and unregistered funds, investment advisers, and intermediaries that sell retail investment products. A thorough working knowledge of the Investment Company Act, the Investment Advisers Act, and related rules is required. Experience with applicable broker-dealer and FINRA rules, OCIE and/or SEC Enforcement matters is a plus. Strong writing skills are essential. 

WilmerHale is an Equal Opportunity Employer. All qualified applicants will receive consideration without regard to race, color, religion, gender, sexual orientation, gender identity, national origin or ancestry, age, disability or veteran status, or other protected status.