Futures and Derivatives

Futures and Derivatives

Our team provides incisive guidance on all facets of futures and derivatives rulemaking, compliance and enforcement.

Key Contacts

Meet Our Team

Areas of Focus

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Experience

  • CFTC APPROVAL FOR NEW MARGINING SYSTEM

    We helped a derivatives clearing organization obtain CFTC approval to implement a new clearinghouse margining system.
  • REVAMP OF EXCHANGE RULE BOOK

    Our team assisted a derivatives exchange with a major overhaul of its rule book.
  • SRO INVESTIGATIONS

    We represented exchange members in investigations relating to trading conduct.
  • NATIONAL FUTURES ASSOCIATION AUDIT

    We represented a commodity pool operator in a regulatory audit by the National Futures Association (NFA), the self-regulatory organization of the futures industry. The NFA has the authority to discipline members and take other remedial actions.

Recognition

Insights & News