James Anderson's practice covers the entire range of securities regulation. He advises a wide variety of clients, including investment advisers, hedge funds, mutual funds, banks and broker-dealers. Prior to joining the firm he served as a Staff Attorney in the Office of Investment Company Regulation of the Division of Investment Management in the US Securities and Exchange Commission. Mr. Anderson is chair of the Investment Management Practice.
Mr. Anderson has advised investment advisers and investment companies in connection with purchase and sale of investment advisers and funds. In addition, he has advised investment advisers and hedge funds about various compliance matters (e.g., the development and implementation of compliance policies and procedures, mock examinations and other comprehensive reviews of compliance systems and procedures, investment adviser registration requirements). He also has represented investment advisers and hedge funds in various examination and enforcement-related inquiries by self-regulatory organizations and the SEC.